Technical Compliance Manager

Job Number:
Posting Date:
Location:
Type:
PARMENION00178
28/09/2021
Permanent

Job Number: PARMENION00178

Posting Date: 28/09/2021

Location:

Type: Permanent

Technical Compliance Manager

Parmenion is a rapidly growing, award winning technology and investments solutions business. We launched in 2007 with just a handful of staff. In the 14 years since, we have seen the company grow exponentially. We currently house our 200+ staff in a magnificent open plan office near the waterfront in the vibrant city of Bristol.

Our strength comes from seamlessly integrating three core disciplines, discretionary investment management, platform services and intuitive technology.

The Role

As Technical Compliance Manager you will implement all necessary actions to ensure achievement of an effective compliance program. The objectives will be monitor and report the results of the company’s compliance and ethics efforts, providing guidance for the Executive Committee management team, and employees, on matters relating to compliance.

Key responsibilities

  • Ensuring regulatory reporting is completed on time and accurately.
  • Reviewing and approving financial promotions to ensure compliance with the relevant rules and regulations, working with the marketing team to help build their knowledge.
  • Acting as compliance lead on projects across the business. Collaborating with other departments (e.g., Risk Management, Internal Risk and Analysist, Operations, etc.) to ensure that Risk and Compliance issues are considered within each project.
  • Responding to complex queries providing support and guidance to resolve such issues with limited support.
  • To support the Senior Compliance Manger and Head of Compliance to establish, develop and deliver an effective compliance training program, including appropriate introductory training for new employees as well as ongoing training for all employees and managers

 

Skills and Experience required

  • Proven experience of operating effectively as a compliance subject matter expert who is influential, competent and business enabling.
  • Excellent knowledge of relevant FCA requirements and regulatory framework, along with an ability to find, analyse and apply new areas of regulation as they arise.
  • Self-motivated with the ability to perform with limited supervision
  • Maintaining relevant knowledge and awareness and continually developing knowledge as regulatory landscape changes.
  • Excellent communication skills particularly written with well-developed analytical and reasoning skills

 

We can offer you

At Parmenion, you can expect a competitive salary aligned to your skills and experience which we will review each year, as well as a generous benefits package, including:

  • Non-contributory Personal Pension scheme
  • Substantial holiday entitlement
  • Life Assurance & Income protection insurance
  • Private health insurance

 

In addition you will enjoy working in our modern open plan offices in central Bristol, be invited to a variety of social activities ranging from payday drinks to film nights and benefit from our commitment to employee wellbeing as well as our focus on providing career development opportunities.

We have a long-term commitment to building inclusive workplaces; we value diversity in our workforce and welcome enquiries from everyone.

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